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FCA Enforcement: Investigations into and Sanctions for Misconduct and Lack of Fitness and Propriety: A Practical Guide for Individuals and Firms
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Product details
| Management number | 201825694 | Release Date | 2025/10/08 | List Price | $105.18 | Model Number | 201825694 | ||
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Format: Hardback
Publication date: 27 June 2024
Publisher: LexisNexis
The enforcement powers of the Financial Conduct Authority (the FCA) are designed to deter non-compliance with regulatory requirements, encouraging good behaviour on the part of individuals working within the UK financial services industry and restricting the participation of those not fit and proper to work within the industry.
Weight: 568g
Dimension: 256 x 166 x 24 (mm)
ISBN-13: 9781474326384
Dusters
Law
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